THE
Mediator/Lawyer/Arbitrator
2020 Broadway
Galveston, Texas 77550
1-888-877-8602
(office)
RULES
FOR ARBITRATION
1.
Definition of Arbitration. Arbitration
is a process under which an impartial person, the arbitrator, hears and
reviews the evidence presented at the hearing to arrive at an award that may
be binding or non binding depending upon the agreement of the parties.
2.
Agreement of Parties. Whenever
the parties have agreed to arbitration they shall be deemed to have agreed to
these rules, as amended and in effect as of the date of the submission of the
claim, as part of their agreement to arbitrate.
3.
Consent to Arbitrator. The
parties consent to the appointment of the individual named as arbitrator in
their case or he or she may be appointed by the court. The Arbitrator shall
not act as an advocate for any party .Any personal contact or knowledge of any
party ,representative, witness or the claim to be arbitrated will be disclosed
by the mediator to the parties or their council or representative prior to the
beginning of the process and during the process if new parties or witnesses
are added.
4.
Conditions Precedent to Serving as Arbitrator.
The Arbitrator shall not serve as an arbitrator in any dispute in
which he has any financial or personal interest in the result of the
arbitration. Prior to accepting an appointment, the Mediator shall disclose
any circumstance likely to create a presumption of bias or prevent a prompt
meeting with the parties. In the event the parties disagree as to whether the
Arbitrator shall serve, the Arbitrator shall
not serve.
5.
Authority of Arbitrator. The
Arbitrator does have the authority
to decide any issue for the parties, as per the parties agreement to arbitrate
.The parties agreement to arbitrate should state whether the arbitration will
be Binding or Non- Binding.
7.
No EX Parte Contact. AFTER THE PARTIES AGREE TO ARBITRATE NO CONTACT OR
CONVERSATION SHALL BE PERMITTED
BETWEEN THE ARBITRATOR AND ANY PARTY OR ITS
REPRESENTATIVE. ANY CORRESPONDENCE SHALL BE PROVIDED THE OPPOSING PARTY OR
THEIR REPRESENTATIVE AND THE ARBITRATOR INCLUDING THE STATEMENT OF CLAIM,
WITNESS LISTS AND REQUEST TO CHANGE HEARING DATES AND ANY PRE HEARING REQUEST
CONCERNING DOCUMENTS OR EVIDENCE TO BE OBTAINED OR DISCOVERED FROM A PARTY.
8.
Authority of Representatives. PARTY
REPRESENTATIVES OTHER THAN ATTORNEYS MAY
PRESENT THE EVIDENCE AND RESPONSES FOR THE PARTIES.
The names and addresses of such person's shall be communicated in writing to
all parties and to the Arbitrator.
9.
Time and Place of Arbitration. The
Arbitrator shall fix the time of each arbitration session. The arbitration
shall be held at the office of the Mediator, or any other convenient
location agreeable to the parties. Additional fees may be charged if the
arbitration is held out of the Arbitrator=s office.
10.
Identification of Matters in Dispute. Prior
to the first scheduled arbitration hearing each party shall provide the
Arbitrator and all attorneys of record/representatives with an Claimant=s
Information Sheet Response to Claim and Request for Binding /Non Binding
Arbitration on the form provided by the Arbitration setting forth its position
with regard to the issues that need to be resolved.
11.
Privacy. Arbitration hearing
sessions are private. The parties and their representatives may
attend sessions. Other persons may
attend only with the permission of the parties and with the consent of the
Arbitrator
12.
Confidentiality. Confidential
information disclosed to a Arbitrator by the parties or by witnesses in the
course of the arbitration shall not be divulged by the Arbitrator. All records,
reports or other documents received by a arbitrator while serving in that
capacity shall be confidential. The Arbitrator shall not be compelled to divulge
such records or to testify in regard to the arbitration in any adversary
proceeding or judicial forum. Any party that violates this agreement shall pay
all fees and attorneys' fees Arbitrator and other parties, including reasonable
attorneys' fees incurred in opposing the efforts to compel testimony or records
from the Arbitrator.
13.
No Stenographic Record. There
shall be no stenographic record of the arbitration process however the
arbitrator shall tape record the arbitration hearing for purposes of review in
issuing the arbitration award.
14.
No Service of Process at or near the site of the Arbitration Session. No
subpoenas, summons, complaints, citations, writs or other process may be served
upon any person at or near the site of any arbitration hearing session upon any
person entering, attending or leaving the session.
15.
Completion of Arbitration. The
arbitration shall be completed after the hearing and issuance of the award. The
Arbitrator may ask for additional information or briefing if he believes the
information is necessary to write the award.
16.
Exclusion of Liability. The
arbitrator is not a necessary or proper party in judicial proceedings relating
to the arbitration. Neither Arbitrator nor any law firm/ business employing
Arbitrator shall be liable to any party for any act or omission in connection
with any arbitration conducted under these rules.
17.
Interpretation and Application of Rules. The
Arbitrator shall interpret and apply these rules The arbitration will be
conducted under the Texas Arbitration Act unless the parties agree otherwise in
writing . The arbitrator will conduct a fair unbiased hearing providing all
parties and their witnesses the opportunity to present their claim and defenses.
18.
Fees and Expenses. The
Arbitrator=s daily fee shall be agreed upon prior to arbitration hearing
and shall be paid in advance of each hearing. The expenses of
witnesses for either side shall be paid by the party producing such witnesses or
as stated in the prior contract or agreement of the parties. All other expenses
of the arbitration, including fees and expenses of the arbitrator and the
expenses of any witness and the cost of any proofs or expert produced at the
request of the party shall be borne by
the party presenting the witness unless the parties agree otherwise.
date. 8 01
2006